Businesses with an ethical and compliant code of conduct are able to mitigate risks regulatory and legal sanctions better and prevent reputational and financial loss as they operate in a well-controlled environment. At 3Mindz we offer specialized and tailored Regulatory and Compliance Services and focuses on guiding clients so that they can reduce the risk of non-compliance.
Regulatory and Compliance Services in Dubai and UAE
We provide a wide range of regulatory and compliance services, advice and requirements like regulatory policies, compliance assurance, and AML framework to maintain a robust compliance infrastructure for our clients.
Balancing Regulatory Expectations with Independence of the Enterprise
It is important to build a level of confidence in being able to balance regulatory expectations without thinking of them as tremendous burdens. Our system provides end-to-end assistance in designing and managing your regulatory business plan. With a broad understanding of governance risk and compliance solutions in the UAE, such as SCA, DFSA/DIFC, ADGM and Central Bank, we can help prepare a regulatory business plan for all kinds of organizations. The basic idea is to work in close accordance with the firms to ensure that all policies and procedures are well documented, and that the companies are prepared for risk management and mediation. Since governmental regulatory demands are on a high priority, and company executives are increasingly held accountable, it is important to make sure that companies follow a principle-based regulation and are compliant with all the rules.
Keeping Track of Regulatory Change and Risk Management
For us, building a risk-based compliance monitoring plan that promotes high levels accountability and transparency, and provides sustainable and effective solutions is paramount. Since regulators update rules and publish new ones at a very fast pace, it gets difficult to manage regulatory risk. As the regulatory requirements evolve, and new regulations emerge, evaluating the impact of these changes on the processes and the strategy of the company is necessary. The portals we offer can help in planning and revising the execution strategies of your organization.
Automated and customized features of risk and compliance manager ensure that risk exposure is controlled and can be reviewed periodically by the authorized personnel. The risk management officers can operate the system at many levels and can get readied reports on any operational risks that are identified, be it external processes, or events, human errors, or die to new regulations.